Securities Fraud

Broward Criminal Lawyers

If you or someone you know is facing a securities fraud suit or investigation, our firm has the resources to provide diligent and comprehensive research regarding your case. Securities Fraud cases can involve thousands of documents and require the knowledge of trained financial experts. If convicted, you could end up in jail, lose your professional license, and ruin your reputation in the financial market.

Securities Fraud involves negligence, deceit, and embezzlement on the part of stockbrokers and other financial professionals. Despite the fact that the crime itself isn’t confounded, securities fraud can be especially hard to get a handle on the off chance that you do not have a comprehension of securities regulation. Beneath, you’ll discover data on normal types of securities fraud and how to secure your assets.

Securities Fraud by the Company Itself:

The main sort of securities fraud happens when an officer or chief of an enterprise doesn’t precisely report the organization’s financial related data to its shareholders. This can falsely raise the value of the organization’s stock and urge speculators to purchase shares of an unhealthy organization. On the off chance that the organization goes bankrupt, the people who purchased shares taking into account false data lose their venture totally. One well known case of this sort of securities fraud was the Enron scandal, in which corporate officers neglected to report the organization’s costs, creating benefits to seem bigger than they were in all actuality.

Insider Trading:

Insider trading is another kind of securities fraud. It happens when somebody with private data around an organization’s financial related state utilizes that data to settle on choices about whether to purchase or offer the stock before that data is unveiled to the general public. Case in point, a corporate accountant could see that the organization is losing cash quick and heading towards bankruptcy. If the accountant puts in a request to offer his stock before informing the board, he’s ostensibly liable of insider trading.

Third Party Misrepresentation:

The last kind of securities fraud happens when an outsider gives out false data about the stock markets or a specific organization or industry. “Pump and dump” plans are a common kind of third party deceptions. In a pump and dump conspire, a man will locate a little, obscure organization with cheap stock and purchase a lot of its shares. The culprit will then convey false data about the organization to urge others to purchase the stock, driving up the cost. When the cost of the stock is sufficiently high, the culprit offers his or her shares for a benefit.

If you’re being investigated for securities fraud or have already been charged and need a Broward Criminal Lawyer contact Michael A. Gottlieb, P.A at 954-462-1005 for a free discussion.

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